The Consumer Action Law Centre is on ‘Regulator watch’
Report identifies good practice in enforcement outcomes and reporting
Read More The Consumer Action Law Centre is on ‘Regulator watch’
Report identifies good practice in enforcement outcomes and reporting
Read More The Consumer Action Law Centre is on ‘Regulator watch’
A snapshot of ASIC’s surveillance work has been published for the first time.
Read More ASIC surveillance snapshot and service charter
Report includes case studies of action against financial ‘gatekeepers’.
Read More ASIC acts on finance providers who harm consumers’ interests
The report outlines categories of gatekeepers against whom ASIC has taken action including financial advisers, responsible entities, credit licensees, market participants, directors, company officers, insolvency practitioners and auditors. It includes detailed statistics over a six month period.
Read More ASIC releases first six-monthly enforcement report
Chairman Rod Sims gave prominence to protecting vulnerable consumers in his outline of the ACCC’s enforcement priorities.
Read More ACCC enforcement priorities include vulnerable consumers
The Australian Securities and Investments Commission (ASIC) has released a statement of its approach to enforcement and other policy documents discussing how it undertakes investigations and enforcement activity.
Read More ASIC publishes approach to enforcement